How We Operate

How We Operate

Our Core Values

  • You can feel confident that each member of the Capital Income Advisors team will act in accordance with each of our core values:
  • Always place the client’s needs first
  • Never mislead the client
  • Provide full disclosure of all relevant facts
  • Disclose and fairly manage all material conflicts of interest

The Accountability Standard

We work with and through numerous companies who each have a system of checks and balances to ensure full compliance with financial regulations is taking place.

Our Network of Partners

Our team seeks partnerships with reputable financial institutions who share our goal of working in your best interest. We believe each organization we partner with has a specific advantage to contribute to your financial future.

Who’s holding your assets?

We consider the custodian, the institution responsible for holding and safeguarding a firm’s or an individual’s assets, one of the most important partnerships we have. Custodians ensure each and every client receives complete transparency relating to their assets, while restricting the access others have to their money. Schwab Investments, Fidelity, and Pershing are the organizations we chose to hold our clients’ assets.

Whenever we wish to make a change to your investments we must seek the approval of the custodians compliance guidelines and obey their rules and regulations.

A Culture of Transparency

At Capital Income Advisors, we aim to provide full transparency so clients can have the confidence of knowing that no hidden commissions or conflicts of interests are eating into their investment returns.

As part of our commitment to transparency, we encourage our clients to perform their own due diligence, or investigation, on Capital Income Advisors and any other financial advice organization prior to signing a contract.

Here are things to consider when investigating financial institutions:

  • Has the organization received government bailouts to stay in business?
  • Do they generate revenue by charging undisclosed commissions and fees on client transactions?
  • Have they been sued for profit-maximizing tactics?
  • Do they pay their staff large commission-based salaries and bonuses?

Capital Income Advisors – Your Financial Partners.

Maybe you’ve decided that your financial situation could use the insight of experienced financial professionals. We can help.

When working with clients, our first goal is to listen, analyze and understand your specific financial needs both now and for the future. Our next step is to pull the various pieces of your financial portfolio together and begin organizing a road map that will help you reach your goals.

» Next: Income vs. Growth


Strategies for Financial Independence

To schedule a time to discuss your financial future, The Retirement Formula TM, and build your financial strategy, contact us at info@capitalincomeadvisors.com or call us at (800) 875-1986 today!

We are an independent financial services firm helping individuals create retirement strategies using a variety of investment options to custom suit their needs and objectives.

Have Questions for our team?

It can be difficult to make financial decisions without access to information. If you have questions or concerns about your current retirement strategy, feel free to contact us using the form below.

Complimentary
Retirement Kit

Before you can plan your retirement, you need to know the facts. Fill out the form below to request our complimentary retirement kit today.

Get access to our helpful retirement kit which includes three guides that address topics you should consider when planning your retirement.



Privacy Policy | Terms of Use

*Guarantees provided by insurance products are backed by the claims-paying ability of the issuing carrier.

The retirement kit is provided for informational purposes only. It is not intended to provide tax or legal advice. By requesting this report you may be provided with information regarding the purchase of insurance and investment products in the future.

Advisory services offered through Securities America Advisors, Inc. Martin Shapiro, Representative and advisory services offered through Arbor Point Advisors, LLC Richard Gigliotti, Jeremy Keating and Alexander Mele, Representatives.CA Insurance Licenses: Jeremy Keating #0E28476; Richard Gigliotti #0H83102; Alexander Mele #0H82823; Martin Shapiro #0681852

Securities offered in the states of CA, TX, NY, NJ, PA, AZ, NV, MA, CO, AR, GA, IN, MS, MT, OR, TN, WA, WI, LA, FL, DE, NC, SC, MN