We work with and through numerous companies who each have a system of checks and balances to ensure full compliance with financial regulations is taking place.
Our team seeks partnerships with reputable financial institutions who share our goal of working in your best interest. We believe each organization we partner with has a specific advantage to contribute to your financial future.
We consider the custodian, the institution responsible for holding and safeguarding a firm’s or an individual’s assets, one of the most important partnerships we have. Custodians ensure each and every client receives complete transparency relating to their assets, while restricting the access others have to their money. Schwab Investments, Fidelity, and Pershing are the organizations we chose to hold our clients’ assets.
Whenever we wish to make a change to your investments we must seek the approval of the custodians compliance guidelines and obey their rules and regulations.
At Capital Income Advisors, we aim to provide full transparency so clients can have the confidence of knowing that no hidden commissions or conflicts of interests are eating into their investment returns.
As part of our commitment to transparency, we encourage our clients to perform their own due diligence, or investigation, on Capital Income Advisors and any other financial advice organization prior to signing a contract.
Here are things to consider when investigating financial institutions:
When working with clients, our first goal is to listen, analyze and understand your specific financial needs both now and for the future. Our next step is to pull the various pieces of your financial portfolio together and begin organizing a road map that will help you reach your goals.
To schedule a time to discuss your financial future, Wealth Design Process TM, and build your financial strategy, contact us at firstname.lastname@example.org or call us at (800) 875-1986 today!
We are an independent financial services firm helping individuals create retirement strategies using a variety of investment options to custom suit their needs and objectives.
It can be difficult to make financial decisions without access to information. If you have questions or concerns about your current retirement strategy, feel free to contact us using the form below.
Before you can plan your retirement, you need to know the facts. Fill out the form below to request our complimentary retirement kit today.
Representative and advisory services offered through Arbor Point Advisors, LLC Richard Gigliotti, Jeremy Keating and Alexander Mele, Representatives.CA Insurance Licenses: Jeremy Keating #0E28476; Richard Gigliotti #0H83102; Alexander Mele #0H82823
Securities offered in the states of CA, TX, NY, NJ, PA, AZ, NV, MA, CO, AR, GA, IN, MS, MT, OR, TN, WA, WI, LA, FL, DE, NC, SC, MN